Toll Free Phone: (800) 549-5350


Last Modified: 05/10/2023

Your Privacy Matters

At Neil Jesani Wealth Management, LLC, protecting your privacy is important to us and our number one priority is your trust. Your privacy is essential to earning and keeping that trust and our commitment to your privacy is our foremost concern while we gather, maintain and use both your public and nonpublic personal information. In the interest of transparency and to continue to cultivate your trust, we are providing our privacy policy and practices related to the use and collection of our clients’ information.

Clients should be aware and trust that we take precautions to ensure that your information is kept private and confidential and the personal information you furnish us with is treated with the utmost respect and in accordance with this Privacy Policy.

All employees, staff and authorized third parties are required to comply with these privacy policies and procedures.

Please carefully read this Privacy Policy and our Terms of Use before using this website and engaging our services.

By visiting, viewing or using the website in any manner, you are agreeing to the terms set forth in this Privacy Policy, as well as the Terms of Use for the website.

Personally identifiable information (“PII”) and non-personally identifiable information (“Non-PII”) may be collected from you or you may provide either of these types of information when you visit our website. PII includes information such as your name, address, phone number, ZIP code, email address and similar information. Non-PII is non-personally identifiable information, and may include, for example, your IP address, browser type, domain names, access dates and similar information.

Personal Information We Collect and How We Collect It

You can visit us on the internet without telling us who you are or revealing any information about yourself, including your email address. In this case, our web servers may collect the name of the domain you used to access the internet and the website you came from and visit next. This information is used by us and our business partners to measure the number of visits, average time spent, page views and other statistics about visitors to our website in general. We also use this data to monitor site performance and to make the site easier and more convenient to use.

There are times when we may ask you for information about yourself to assist us in meeting your various needs. In these cases, your browsing will no longer be anonymous to us. To provide these services, we may need to ask you to directly provide, among other things, your name, Social Security number, physical address, ZIP code, email address and phone number.

Please note that we do not knowingly solicit information from children and we do not knowingly market our products or services to children.

How We Use Your Information

We may use information that we collect about you or that you provide to us, including any personal information, for any purpose including, but not limited to:

• Providing you with materials you have requested
• Contacting you for the potential purchase of insurance or other financial products
• Personalizing our contact with you
• Personalizing and providing you the requested services from our company
• Operating, providing, improving and maintaining our website
• Developing new products and services
• Preventing abusive and fraudulent use of our website
• Sending you administrative messages, content and other services and features in which we believe you may be interested
• Any other administrative and internal business purposes permitted by law

Protection of Your Information

We may take the highest care to protect information that we collect about you or that you provide to us, including any personal information, and have the following security measures in place, including, but not limited to:

• Controlled access to physical and electronic storage as well as secure destruction of physical documents
• Secure transmission of information
• Monitoring of third-party service providers access
• Physical entry controls to prevent unauthorized access
• Network guidelines and access controls including restrictions on user authentications and authorization
• Remote access controls and restrictions
• Up to date virus management software and firewall controls against malicious software, viruses and unauthorized websites
• Business Continuity Plan for disaster preparedness
• Security Incident Reporting and Resolution
• Background checks on all personnel
• Training of employees to ensure compliance with program
• Restrictions and the appropriate uses of company systems
• Physical documents and physical equipment under lock and key
• All computers and equipment are kept under password protection
• Regular security checks and audits performed to ensure secure protections of private information

We use a variety of proven protections to maintain the security of your personal information. including firewall barriers, encryption techniques, authentication procedures, complex password protocols, anti-virus software and limiting access to its office to only those individuals who require access for legitimate business functions. Access to the office is limited including unique locks, key pad access, restricted access and alarm system. These controls are in place for information during the electronic transmission of the data as well as when the information is held in storage.

Private Information held by the Company is restricted to only those employees whose job duties require access to this information on a “need to know basis”. Access to Private Information is granted and authorized by the Company’s President. These access rights are reviewed regularly to ensure the correct permissions are granted to the Company’s employees.

While we take active steps to protect all information we receive, we cannot guarantee the security of any information you transmit to us via the Internet. And although we make good faith efforts to maintain the security of such Information, we cannot guarantee that it will remain free from unauthorized access, use, disclosure, or alteration. Further, we cannot guarantee that our security measures will prevent unauthorized persons from accessing or obtaining this information. We assume no liability to you or any other party in relation to the unauthorized access, use, or alteration of any information provided to us.

Emails you send us are not necessarily secure when they are transmitted to us. Therefore, if your communication is very sensitive or includes highly confidential information such as a social security number or an account number, it may be prudent for you to use a method of transmission other than email or otherwise encrypt such information.

Notification in the Event of Data Breach

Although we make good-faith efforts to maintain the security of your information, we cannot guarantee that it will remain free from unauthorized access, use, disclosure or alteration. In the event your personally identifiable information is breached by an unauthorized party, we will comply with your applicable state law in notifying you of the breach.

If we become aware of a security breach, we may attempt to notify you electronically so that you can take appropriate protective steps. By using the Site or providing Information to us, you agree that we can communicate with you electronically regarding security, privacy, and administrative issues relating to your use of the Site. If you believe that there has been a breach of the Site’s security, please contact us at 800.549.5350 or email us at

Disclosure and Sharing of Information

We do not disclose the personal information we collect about our clients to anyone except (i) in furtherance of our business relationship with the client and then only to those persons and parties necessary to effectuate our clients’ business and the services we are engaged and authorized to provide them; (ii) to persons assessing our compliance with industry standards; our attorneys, accountants and auditors; or (iv) as otherwise provided or required by law. Information is only disclosed and shared on a strict need to know basis.

We are permitted by law to disclose the personal information about you to governmental agencies and other third parties in certain circumstances. These third parties are prohibited to use or share the information provided for any other purpose.

When you provide information to us, we may share your information, to the extent provided by applicable law, with our affiliated companies and third parties for the purpose of fulfilling your requests as well as offering you other services that may be of interest to you. It is not shared with any third party, unless requested by you or permitted by law. Under no circumstance will we sell your information or transfer your information to any ad network, ad exchange, data broker or other advertising or monetization related service. We may also aggregate statistics that we gather about our customers, sales, traffic patterns and services, and provide these statistics to third parties; however, when we do, these statistics will not include any personal information that identifies individuals.

If at any point a client terminates our services or becomes an inactive client, we will continue to adhere to our privacy policy, as may be amended from time to time.

Updated Information

Should you have any significant life changes, such as a marriage, birth of a child, change of contact information, death of a spouse, divorce, or another significant change in your life or financial situation, please contact your Wealth Advisor to determine if such changes will alter your investment objectives, risk tolerance, or investment horizon. It is your duty to provide your updated information so that our office and team can provide you with the best and most appropriate advice and services.

Changes to This Privacy Policy

We reserve the right to modify, supplement, update or amend this Privacy Policy at any time. If we make any material change, we will update our website to include such changes. No prior notice of any update or amendment is required, and all updates or amendments are effective upon being posted. We encourage you to periodically review this Privacy Policy to stay informed about our collection, use, and disclosure of Information on the Site. Your continued use of the Site constitutes your agreement to this Privacy Policy and any updates.

Contact Information

To ask questions or comment about this privacy policy and our privacy practices, contact us at:
800.549.5350 or
Toll Free: (800) 549-5350
 1300 Sawgrass Corporate Parkway, Suite 130, Sunrise, FL 33323
DISCLAIMER: Neil Jesani Wealth Management LLC is a State Registered Investment Advisory firm. The purpose of this website is to provide general information on the subjects discussed, it is not intended to be used as the sole basis for financial decisions, nor should it be construed as advice designed to meet the particular needs of an individual’s situation. Neil Jesani Wealth Management LLC is an entity separate than that of Neil Jesani Advisors Inc. Investing involves risk, including the potential loss of principal. Neil Jesani Wealth Managements registered financial advisor representatives are authorized only to conduct business with residents of the states and/or jurisdictions in which they are registered. Here is the link to our ADV.
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